Roger F. Rankin - Dec 6, 2024 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 6, 2024
Transactions value $
$0
Form type
4
Date filed
12/10/2024, 01:53 PM
Previous filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift +420 +10.16% 4.55K Dec 6, 2024 By Trust (Daughter 1) F1, F2
transaction NC Class A Common Stock Gift +420 +210% 620 Dec 6, 2024 By Trust/Daughter 2 F1, F3
holding NC Class A Common Stock 30.9K Dec 6, 2024 By Assoc II/Spouse F4
holding NC Class A Common Stock 6.61K Dec 6, 2024 By Spouse/Trust F5
holding NC Class A Common Stock 5.32K Dec 6, 2024 AMR - Trust2 (SR) F6
holding NC Class A Common Stock 9.6K Dec 6, 2024 AMR - Trust3 (Grandchildren) F7
holding NC Class A Common Stock 2.19K Dec 6, 2024 By Trust/Daughter 1 F8
holding NC Class A Common Stock 2.19K Dec 6, 2024 By Trust/Daughter 2 F9
holding NC Class A Common Stock 2.05K Dec 6, 2024 By Trust (Daughter 2) F10
holding NC Class A Common Stock 16.7K Dec 6, 2024 By Assoc II/Daughter 2 F11
holding NC Class A Common Stock 4.94K Dec 6, 2024 By Assoc II/Daughter 2 F12
holding NC Class A Common Stock 745 Dec 6, 2024 By Assoc II/Daughter 2 F13
holding NC Class A Common Stock 14.9K Dec 6, 2024 By Assoc II/Daughter 1 F11
holding NC Class A Common Stock 3.06K Dec 6, 2024 By Assoc II/Daughter 1 F12
holding NC Class A Common Stock 2.55K Dec 6, 2024 By Assoc II/Daughter 1 F14
holding NC Class A Common Stock 1.98K Dec 6, 2024 By RMI (Delaware) F15
holding NC Class A Common Stock 4.54K Dec 6, 2024 By Trust F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75.5K Dec 6, 2024 Class A Common Stock 75.5K By Assoc I/Spouse F1, F17
holding NC Class B Common Stock 85.1K Dec 6, 2024 Class A Common Stock 85.1K By Assoc IV/Spouse F1, F18
holding NC Class B Common Stock 9.43K Dec 6, 2024 Class A Common Stock 9.43K By Trust/Daughter 1 F1, F19
holding NC Class B Common Stock 9.43K Dec 6, 2024 Class A Common Stock 9.43K By Trust/Daughter 2 F1, F20
holding NC Class B Common Stock 7.86K Dec 6, 2024 Class A Common Stock 7.86K By Trust/Daughter 1 F1, F8
holding NC Class B Common Stock 7.86K Dec 6, 2024 Class A Common Stock 7.86K By Trust/Daughter 2 F1, F9
holding NC Class B Common Stock 25 Dec 6, 2024 Class A Common Stock 25 $0.00 By GP F1, F21
holding NC Class B Common Stock 4.81K Dec 6, 2024 Class A Common Stock 4.81K $0.00 By Assoc I F1, F22
holding NC Class B Common Stock 205K Dec 6, 2024 Class A Common Stock 205K $0.00 By Trust F1, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F3 Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
F9 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.
F10 Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F12 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F14 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
F16 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
F17 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F18 Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F19 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
F20 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
F21 GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F22 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.