Roger F. Rankin - 06 Dec 2024 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
06 Dec 2024
Net transactions value
$0
Form type
4
Filing time
10 Dec 2024, 13:53:39 UTC
Previous filing
03 Oct 2024
Next filing
06 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift +420 +10% 4,553 06 Dec 2024 By Trust (Daughter 1) F1, F2
transaction NC Class A Common Stock Gift +420 +210% 620 06 Dec 2024 By Trust/Daughter 2 F1, F3
holding NC Class A Common Stock 30,904 06 Dec 2024 By Assoc II/Spouse F4
holding NC Class A Common Stock 6,613 06 Dec 2024 By Spouse/Trust F5
holding NC Class A Common Stock 5,320 06 Dec 2024 AMR - Trust2 (SR) F6
holding NC Class A Common Stock 9,600 06 Dec 2024 AMR - Trust3 (Grandchildren) F7
holding NC Class A Common Stock 2,191 06 Dec 2024 By Trust/Daughter 1 F8
holding NC Class A Common Stock 2,191 06 Dec 2024 By Trust/Daughter 2 F9
holding NC Class A Common Stock 2,046 06 Dec 2024 By Trust (Daughter 2) F10
holding NC Class A Common Stock 16,738 06 Dec 2024 By Assoc II/Daughter 2 F11
holding NC Class A Common Stock 4,944 06 Dec 2024 By Assoc II/Daughter 2 F12
holding NC Class A Common Stock 745 06 Dec 2024 By Assoc II/Daughter 2 F13
holding NC Class A Common Stock 14,931 06 Dec 2024 By Assoc II/Daughter 1 F11
holding NC Class A Common Stock 3,056 06 Dec 2024 By Assoc II/Daughter 1 F12
holding NC Class A Common Stock 2,552 06 Dec 2024 By Assoc II/Daughter 1 F14
holding NC Class A Common Stock 1,975 06 Dec 2024 By RMI (Delaware) F15
holding NC Class A Common Stock 4,538 06 Dec 2024 By Trust F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75,504 06 Dec 2024 Class A Common Stock 75,504 By Assoc I/Spouse F1, F17
holding NC Class B Common Stock 85,056 06 Dec 2024 Class A Common Stock 85,056 By Assoc IV/Spouse F1, F18
holding NC Class B Common Stock 9,431 06 Dec 2024 Class A Common Stock 9,431 By Trust/Daughter 1 F1, F19
holding NC Class B Common Stock 9,431 06 Dec 2024 Class A Common Stock 9,431 By Trust/Daughter 2 F1, F20
holding NC Class B Common Stock 7,858 06 Dec 2024 Class A Common Stock 7,858 By Trust/Daughter 1 F1, F8
holding NC Class B Common Stock 7,858 06 Dec 2024 Class A Common Stock 7,858 By Trust/Daughter 2 F1, F9
holding NC Class B Common Stock 25 06 Dec 2024 Class A Common Stock 25 $0.000000 By GP F1, F21
holding NC Class B Common Stock 4,808 06 Dec 2024 Class A Common Stock 4,808 $0.000000 By Assoc I F1, F22
holding NC Class B Common Stock 204,919 06 Dec 2024 Class A Common Stock 204,919 $0.000000 By Trust F1, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F3 Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
F9 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.
F10 Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F12 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F14 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
F16 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
F17 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F18 Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F19 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
F20 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
F21 GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F22 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.