Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NOVT | Common Stock | Options Exercise | $28.8K | +2.04K | +1.69% | $14.13 | 122K | Dec 2, 2024 | Direct | F1 |
transaction | NOVT | Common Stock | Sale | -$28.5K | -172 | -0.14% | $165.87 | 122K | Dec 2, 2024 | Direct | F1, F2 |
transaction | NOVT | Common Stock | Sale | -$64.4K | -386 | -0.32% | $166.84 | 122K | Dec 2, 2024 | Direct | F1, F3 |
transaction | NOVT | Common Stock | Sale | -$96.7K | -576 | -0.47% | $167.95 | 121K | Dec 2, 2024 | Direct | F1, F4 |
transaction | NOVT | Common Stock | Sale | -$81.1K | -480 | -0.4% | $169.02 | 121K | Dec 2, 2024 | Direct | F1, F5 |
transaction | NOVT | Common Stock | Sale | -$72.6K | -427 | -0.35% | $169.92 | 120K | Dec 2, 2024 | Direct | F1, F6 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NOVT | Stock Option (Right to Buy) | Options Exercise | $0 | -2.04K | -12.4% | $0.00 | 14.4K | Dec 2, 2024 | Common Stock | 2.04K | $14.13 | Direct | F1, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. |
F2 | This transaction was executed in multiple trades ranging from $165.36 to $166.31. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | This transaction was executed in multiple trades ranging from $166.49 to $167.27. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | This transaction was executed in multiple trades ranging from $167.58 to $168.25. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | This transaction was executed in multiple trades ranging from $168.61 to $169.36. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | This transaction was executed in multiple trades ranging from $169.61 to $170.07. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F7 | The Stock Options vested in three equal installments on March 30, 2017, March 30, 2018, and March 30, 2019. |