Ilan Daskal - 28 Nov 2024 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)

Role
EVP, CFO
Signature
/s/ Donna T. Rossi, attorney-in-fact
Issuer symbol
VIAV
Transactions as of
28 Nov 2024
Net transactions value
-$833,497
Form type
4
Filing time
02 Dec 2024, 13:13:40 UTC
Previous filing
26 Sep 2024
Next filing
06 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIAV Common Stock Options Exercise $0 +39,783 $0.000000 39,783 28 Nov 2024 Direct F1
transaction VIAV Common Stock Tax liability $199,201 -20,162 -51% $9.88 19,621 28 Nov 2024 Direct F2
transaction VIAV Common Stock Options Exercise $0 +22,851 +116% $0.000000 42,472 28 Nov 2024 Direct F1
transaction VIAV Common Stock Tax liability $114,420 -11,581 -27% $9.88 30,891 28 Nov 2024 Direct F2
transaction VIAV Common Stock Options Exercise $0 +65,944 +213% $0.000000 96,835 28 Nov 2024 Direct F1
transaction VIAV Common Stock Tax liability $330,199 -33,421 -35% $9.88 63,414 28 Nov 2024 Direct F2
transaction VIAV Common Stock Options Exercise $0 +37,879 +60% $0.000000 101,293 28 Nov 2024 Direct F1
transaction VIAV Common Stock Tax liability $189,676 -19,198 -19% $9.88 82,095 28 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIAV Market Stock Units Options Exercise $0 -39,783 -17% $0.000000 197,831 28 Nov 2024 Common Stock 39,783 $0.000000 Direct F3, F4
transaction VIAV Market Stock Units Options Exercise $0 -22,851 -23% $0.000000 75,758 28 Nov 2024 Common Stock 22,851 $0.000000 Direct F4, F5
transaction VIAV Restricted Stock Unit Options Exercise $0 -65,944 -25% $0.000000 197,830 28 Nov 2024 Common Stock 65,944 $0.000000 Direct F3, F6
transaction VIAV Restricted Stock Unit Options Exercise $0 -37,879 -33% $0.000000 75,757 28 Nov 2024 Common Stock 37,879 $0.000000 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each stock unit converts upon vesting into one share of common stock.
F2 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3 Units subject to the Award shall vest on the four year anniversary of the grant date.
F4 There are no expiration dates on MSUs.
F5 Units subject to the Award shall vest annually in three equal installments.
F6 There are no expiration dates on RSUs.
F7 Units subject to the Award shall vest annually in three equal installments