Brad V Hutjens - 26 Nov 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Issuer symbol
NIC
Transactions as of
26 Nov 2024
Net transactions value
-$9,399
Form type
4
Filing time
27 Nov 2024, 09:22:34 UTC
Previous filing
26 Nov 2024
Next filing
20 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $7,132 +146 +0.49% $48.85 29,739 26 Nov 2024 Direct
transaction NIC Common Stock Sale $9,828 -87 -0.29% $112.97 29,652 26 Nov 2024 Direct
transaction NIC Common Stock Sale $2,262 -20 -0.07% $113.09 29,632 26 Nov 2024 Direct
transaction NIC Common Stock Sale $1,134 -10 -0.03% $113.45 29,622 26 Nov 2024 Direct
transaction NIC Common Stock Sale $3,307 -29 -0.1% $114.02 29,593 26 Nov 2024 Direct F1
holding NIC Common Stock 1,818 26 Nov 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -146 -100% $0.000000 0 26 Nov 2024 Common Stock 146 $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 26, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is now fully exercised.