Brad V. Hutjens - Nov 26, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Stock symbol
NIC
Transactions as of
Nov 26, 2024
Transactions value $
-$9,399
Form type
4
Date filed
11/27/2024, 09:22 AM
Previous filing
Nov 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $7.13K +146 +0.49% $48.85 29.7K Nov 26, 2024 Direct
transaction NIC Common Stock Sale -$9.83K -87 -0.29% $112.97 29.7K Nov 26, 2024 Direct
transaction NIC Common Stock Sale -$2.26K -20 -0.07% $113.09 29.6K Nov 26, 2024 Direct
transaction NIC Common Stock Sale -$1.13K -10 -0.03% $113.45 29.6K Nov 26, 2024 Direct
transaction NIC Common Stock Sale -$3.31K -29 -0.1% $114.02 29.6K Nov 26, 2024 Direct F1
holding NIC Common Stock 1.82K Nov 26, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -146 -100% $0.00 0 Nov 26, 2024 Common Stock 146 $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 26, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is now fully exercised.