Gregory L. Hendry - Nov 20, 2024 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
MD, Chief Accounting Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry
Stock symbol
PFSI
Transactions as of
Nov 20, 2024
Transactions value $
-$256,426
Form type
4
Date filed
11/21/2024, 07:18 PM
Previous filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Options Exercise $53.1K +3.03K +6.31% $17.52 51.1K Nov 20, 2024 Direct F1
transaction PFSI Common Stock Sale -$310K -3.03K -5.94% $102.09 48K Nov 20, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Options Exercise $0 -3.03K -100% $0.00 0 Nov 20, 2024 Common Stock 3.03K $17.52 Direct
holding PFSI Nonstatutory Stock Option (Right to Buy) 3.53K Nov 20, 2024 Common Stock 3.53K $11.28 Direct F3
holding PFSI Nonstatutory Stock Option (Right to Buy) 2.94K Nov 20, 2024 Common Stock 2.94K $18.05 Direct F4
holding PFSI Nonstatutory Stock Option (Right to Buy) 2.18K Nov 20, 2024 Common Stock 2.18K $24.40 Direct F5
holding PFSI Nonstatutory Stock Option (Right to Buy) 1.03K Nov 20, 2024 Common Stock 1.03K $60.74 Direct F6
holding PFSI Nonstatutory Stock Option (Right to Buy) 735 Nov 20, 2024 Common Stock 735 $84.93 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 772 restricted stock units and 50,300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The reported amount consists of 772 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 This nonstatutory stock option to purchase 3,530 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F4 This nonstatutory stock option to purchase 2,943 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F5 This nonstatutory stock option to purchase 2,177 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
F6 This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
F7 This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date.