Matthew R. Braeger - Nov 7, 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Matthew R. Braeger
Stock symbol
ASB
Transactions as of
Nov 7, 2024
Transactions value $
-$108,722
Form type
4
Date filed
11/12/2024, 01:35 PM
Previous filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $20K +744 $26.86 744 Nov 7, 2024 By 401(K) Plan
transaction ASB Common Stock $0.01 Par Value Options Exercise $192K +7.91K +61.14% $24.25 20.9K Nov 8, 2024 Direct
transaction ASB Common Stock $0.01 Par Value Options Exercise $53.6K +2.44K +11.68% $22.01 23.3K Nov 8, 2024 Direct
transaction ASB Common Stock $0.01 Par Value Options Exercise $317K +15.6K +66.9% $20.32 38.9K Nov 8, 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$691K -25.9K -66.71% $26.64 12.9K Nov 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -15.6K -100% $0.00 0 Nov 8, 2024 Common Stock $0.01 Par Value 15.6K $20.32 Direct F2
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -2.44K -100% $0.00 0 Nov 8, 2024 Common Stock $0.01 Par Value 2.44K $22.01 Direct F3
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7.91K -100% $0.00 0 Nov 8, 2024 Common Stock $0.01 Par Value 7.91K $24.25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $26.715, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Option vested in four equal annual installments beginning on February 8, 2021
F3 Option vested in four equal annual installments beginning on February 8, 2020.
F4 Option vested in four equal annual installments beginning on February 8, 2019.