John Donofrio - 07 Nov 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
07 Nov 2024
Net transactions value
-$5,229,041
Form type
4
Filing time
08 Nov 2024, 17:57:50 UTC
Previous filing
20 Aug 2024
Next filing
04 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $1,572,184 +42,082 +108% $37.36 81,181 07 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $3,452,407 -42,082 -52% $82.04 39,099 07 Nov 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $1,077,425 +28,839 +74% $37.36 67,938 08 Nov 2024 Direct
transaction JCI Ordinary Shares Options Exercise $1,335,600 +40,000 +59% $33.39 107,938 08 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $776,346 -9,400 -8.7% $82.59 98,538 08 Nov 2024 Direct F2
transaction JCI Ordinary Shares Sale $4,310,958 -51,425 -52% $83.83 47,113 08 Nov 2024 Direct F3
transaction JCI Ordinary Shares Sale $674,538 -8,014 -17% $84.17 39,099 08 Nov 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -42,082 -59% $0.000000 28,839 07 Nov 2024 Ordinary Shares 42,082 $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -28,839 -100% $0.000000 0 08 Nov 2024 Ordinary Shares 28,839 $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -40,000 -44% $0.000000 49,928 08 Nov 2024 Ordinary Shares 40,000 $33.39 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.00 to $82.16 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.05 to $83.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.11 to $84.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.11 to $84.29 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.