Gregory Warsek - 06 Nov 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
EVP
Signature
/s/ Lynn M. Floeter, by POA from Gregory Warsek
Issuer symbol
ASB
Transactions as of
06 Nov 2024
Net transactions value
+$381,987
Form type
4
Filing time
08 Nov 2024, 15:49:45 UTC
Previous filing
06 Nov 2024
Next filing
31 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $755,193 +26,837 $28.14 26,837 06 Nov 2024 By 401(K) Plan
transaction ASB Common Stock $0.01 Par Value Options Exercise $378,715 +20,372 +207% $18.59 30,194 07 Nov 2024 Direct
transaction ASB Common Stock $0.01 Par Value Options Exercise $337,890 +19,308 +64% $17.50 49,502 07 Nov 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale $1,089,811 -39,680 -80% $27.46 9,822 07 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Incentive Stock Option (Right to Buy) Options Exercise $0 -19,308 -100% $0.000000 0 07 Nov 2024 Common Stock $0.01 Par Value 19,308 $17.50 Direct F2
transaction ASB Incentive Stock Option (Right to Buy) Options Exercise $0 -20,372 -100% $0.000000 0 07 Nov 2024 Common Stock $0.01 Par Value 20,372 $18.59 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.410 to $27.465, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote above.
F2 Options vested in four equal annual installments beginning 2/8/2017.
F3 Options vested in four equal annual installments beginning 2/8/2016.