David L. Stein - 06 Nov 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
Issuer symbol
ASB
Transactions as of
06 Nov 2024
Net transactions value
-$296,778
Form type
4
Filing time
08 Nov 2024, 13:50:01 UTC
Previous filing
17 Sep 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $513,336 +29,536 +36% $17.38 110,557 06 Nov 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale $810,113 -29,536 -27% $27.43 81,021 06 Nov 2024 Direct F1
holding ASB Common Stock $0.01 Par Value 10,813 06 Nov 2024 401(k) Plan
holding ASB Common Stock $0.01 Par Value 49,297 06 Nov 2024 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -29,536 -100% $0.000000 0 06 Nov 2024 Common Stock $0.01 Par Value 29,536 $17.38 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.400 to $27.461, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Option vests in four equal annual installments beginning on February 8, 2017.