Vlad Vitoc - Nov 5, 2024 Form 4 Insider Report for MAIA Biotechnology, Inc. (MAIA)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Vlad Vitoc
Stock symbol: MAIA
Transactions as of: Nov 5, 2024
Transactions value $: $0
Form type: 4
Date filed: 11/7/2024, 04:25 PM
Previous filing: Apr 30, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MAIA	Stock Options	Gift	-$36K	-20K	-11.79%	$1.80	150K	Nov 5, 2024	Common Stock	20K	$1.80	Direct	F1
transaction	MAIA	Stock Options	Gift	$36K	+20K		$1.80	20K	Nov 5, 2024	Common Stock	20K	$1.80	See footnote	F1, F2
transaction	MAIA	Stock Options	Gift	-$36K	-20K	-13.36%	$1.80	130K	Nov 5, 2024	Common Stock	20K	$1.80	Direct	F3
transaction	MAIA	Stock Options	Gift	$36K	+20K		$1.80	20K	Nov 5, 2024	Common Stock	20K	$1.80	See footnote	F3, F4
transaction	MAIA	Stock Options	Gift	-$36K	-20K	-15.43%	$1.80	110K	Nov 5, 2024	Common Stock	20K	$1.80	Direct	F5
transaction	MAIA	Stock Options	Gift	$36K	+20K		$1.80	20K	Nov 5, 2024	Common Stock	20K	$1.80	See footnote	F5, F6
transaction	MAIA	Stock Options	Gift	-$103K	-41.3K	-33.33%	$2.50	82.5K	Nov 5, 2024	Common Stock	41.3K	$2.50	Direct	F7
transaction	MAIA	Stock Options	Gift	$103K	+41.3K		$2.50	41.3K	Nov 5, 2024	Common Stock	41.3K	$2.50	See footnote	F7, F8
transaction	MAIA	Stock Options	Gift	-$103K	-41.3K	-50%	$2.50	41.3K	Nov 5, 2024	Common Stock	41.3K	$2.50	Direct	F9
transaction	MAIA	Stock Options	Gift	$103K	+41.3K		$2.50	41.3K	Nov 5, 2024	Common Stock	41.3K	$2.50	See footnote	F9, F10
transaction	MAIA	Stock Options	Gift	-$103K	-41.3K	-100%	$2.50	0	Nov 5, 2024	Common Stock	41.3K	$2.50	Direct	F11
transaction	MAIA	Stock Options	Gift	$103K	+41.3K		$2.50	41.3K	Nov 5, 2024	Common Stock	41.3K	$2.50	See footnote	F11, F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involves the reporting person's gift of 19,981 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2	These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3	This transaction involves the reporting person's gift of 19,982 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
F4	These securities are held by Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
F5	This transaction involves the reporting person's gift of 19,982 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F6	These securities are held by Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F7	This transaction involves the reporting person's gift of 41,254 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan) to the Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F8	These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F9	This transaction involves the reporting person's gift of 41,253 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan to the Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F10	These securities are held by Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F11	This transaction involves the reporting person's gift of 41,253 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan to the Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
F12	These securities are held by Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.