Gregory E. Johnson - Nov 5, 2024 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Nov 5, 2024
Transactions value $
$565,001
Form type
4
Date filed
11/7/2024, 01:19 PM
Previous filing
Sep 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $565K +27K +1.24% $20.95 2.2M Nov 5, 2024 Direct
transaction BEN Common Stock, par value $.10 Award +9.59K +0.44% 2.21M Nov 5, 2024 Direct F1, F2, F3
holding BEN Common Stock, par value $.10 7.32K Nov 5, 2024 By 401(k) F4
holding BEN Common Stock, par value $.10 250K Nov 5, 2024 By Children or As Trustee For Children F5
holding BEN Common Stock, par value $.10 25.1K Nov 5, 2024 By Spouse F6
holding BEN Common Stock, par value $.10 396K Nov 5, 2024 By Venture Limited Partnership F7
holding BEN Common Stock, par value $.10 2.57M Nov 5, 2024 By Business Limited Partnership F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.
F2 Not applicable.
F3 Of the amount of securities beneficially owned, 62,273 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 11, 2024.
F5 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F6 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F7 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
F8 Business limited partnership under control of Reporting Person.