John A. Utz - Oct 29, 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Stock symbol
ASB
Transactions as of
Oct 29, 2024
Transactions value $
-$263,000
Form type
4
Date filed
10/31/2024, 12:01 PM
Previous filing
Oct 16, 2024
Next filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $353K +20.5K +20.46% $17.24 121K Oct 29, 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$484K -20.5K -16.98% $23.62 100K Oct 29, 2024 Direct F1
transaction ASB Common Stock $0.01 Par Value Options Exercise $328K +19K +19.01% $17.24 119K Oct 30, 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$461K -19K -15.97% $24.19 100K Oct 30, 2024 Direct F2
holding ASB Common Stock $0.01 Par Value 15K Oct 29, 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -20.5K -51.84% $0.00 19K Oct 29, 2024 Common Stock $0.01 Par Value 20.5K $17.24 Direct F3
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -19K -100% $0.00 0 Oct 30, 2024 Common Stock $0.01 Par Value 19K $17.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.600 to $23.670, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.205, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F3 Option vests in four equal annual installments beginning on February 8, 2016.