John A. Utz - 29 Oct 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Issuer symbol
ASB
Transactions as of
29 Oct 2024
Net transactions value
-$263,000
Form type
4
Filing time
31 Oct 2024, 12:01:12 UTC
Previous filing
16 Oct 2024
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $353,403 +20,499 +20% $17.24 120,703 29 Oct 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale $484,104 -20,499 -17% $23.62 100,204 29 Oct 2024 Direct F1
transaction ASB Common Stock $0.01 Par Value Options Exercise $328,319 +19,044 +19% $17.24 119,248 30 Oct 2024 Direct
transaction ASB Common Stock $0.01 Par Value Sale $460,617 -19,044 -16% $24.19 100,204 30 Oct 2024 Direct F2
holding ASB Common Stock $0.01 Par Value 14,969 29 Oct 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -20,499 -52% $0.000000 19,044 29 Oct 2024 Common Stock $0.01 Par Value 20,499 $17.24 Direct F3
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -19,044 -100% $0.000000 0 30 Oct 2024 Common Stock $0.01 Par Value 19,044 $17.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.600 to $23.670, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.205, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F3 Option vests in four equal annual installments beginning on February 8, 2016.