Robert B. Atwell - 28 Oct 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell
Issuer symbol
NIC
Transactions as of
28 Oct 2024
Net transactions value
-$925,532
Form type
4
Filing time
30 Oct 2024, 17:04:08 UTC
Previous filing
23 Oct 2024
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $132,921 +2,721 +8.2% $48.85 36,036 28 Oct 2024 Direct
transaction NIC Common Stock Sale $280,263 -2,721 -7.6% $103.00 33,315 28 Oct 2024 Direct
transaction NIC Common Stock Options Exercise $9,770 +200 +0.6% $48.85 33,515 29 Oct 2024 Direct
transaction NIC Common Stock Sale $20,600 -200 -0.6% $103.00 33,315 29 Oct 2024 Direct
transaction NIC Common Stock Options Exercise $692,253 +14,171 +43% $48.85 47,486 30 Oct 2024 Direct
transaction NIC Common Stock Sale $1,459,613 -14,171 -30% $103.00 33,315 30 Oct 2024 Direct
holding NIC Common Stock 268 28 Oct 2024 by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
holding NIC Common Stock 150 28 Oct 2024 Son's UTMA Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -2,721 -1.8% $0.000000 149,371 28 Oct 2024 Common Stock 2,721 $48.85 Direct F1
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -200 -0.13% $0.000000 149,171 29 Oct 2024 Common Stock 200 $48.85 Direct F1
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -14,171 -9.5% $0.000000 135,000 30 Oct 2024 Common Stock 14,171 $48.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 135,000 shares as of the date of this report.