Robert B. Atwell - Oct 28, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role: Director
Signature: /s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell
Stock symbol: NIC
Transactions as of: Oct 28, 2024
Transactions value $: -$925,532
Form type: 4
Date filed: 10/30/2024, 05:04 PM
Previous filing: Oct 23, 2024
Next filing: Nov 8, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NIC	Common Stock	Options Exercise	$133K	+2.72K	+8.17%	$48.85	36K	Oct 28, 2024	Direct
transaction	NIC	Common Stock	Sale	-$280K	-2.72K	-7.55%	$103.00	33.3K	Oct 28, 2024	Direct
transaction	NIC	Common Stock	Options Exercise	$9.77K	+200	+0.6%	$48.85	33.5K	Oct 29, 2024	Direct
transaction	NIC	Common Stock	Sale	-$20.6K	-200	-0.6%	$103.00	33.3K	Oct 29, 2024	Direct
transaction	NIC	Common Stock	Options Exercise	$692K	+14.2K	+42.54%	$48.85	47.5K	Oct 30, 2024	Direct
transaction	NIC	Common Stock	Sale	-$1.46M	-14.2K	-29.84%	$103.00	33.3K	Oct 30, 2024	Direct
holding	NIC	Common Stock						268	Oct 28, 2024	by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
holding	NIC	Common Stock						150	Oct 28, 2024	Son's UTMA Account

Showing 1 to 8 of 8 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NIC	Stock Option (Right to Buy)	Options Exercise	$0	-2.72K	-1.79%	$0.00	149K	Oct 28, 2024	Common Stock	2.72K	$48.85	Direct	F1
transaction	NIC	Stock Option (Right to Buy)	Options Exercise	$0	-200	-0.13%	$0.00	149K	Oct 29, 2024	Common Stock	200	$48.85	Direct	F1
transaction	NIC	Stock Option (Right to Buy)	Options Exercise	$0	-14.2K	-9.5%	$0.00	135K	Oct 30, 2024	Common Stock	14.2K	$48.85	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 135,000 shares as of the date of this report.