Robert B. Atwell - Oct 28, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell
Stock symbol
NIC
Transactions as of
Oct 28, 2024
Transactions value $
-$925,532
Form type
4
Date filed
10/30/2024, 05:04 PM
Previous filing
Oct 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $133K +2.72K +8.17% $48.85 36K Oct 28, 2024 Direct
transaction NIC Common Stock Sale -$280K -2.72K -7.55% $103.00 33.3K Oct 28, 2024 Direct
transaction NIC Common Stock Options Exercise $9.77K +200 +0.6% $48.85 33.5K Oct 29, 2024 Direct
transaction NIC Common Stock Sale -$20.6K -200 -0.6% $103.00 33.3K Oct 29, 2024 Direct
transaction NIC Common Stock Options Exercise $692K +14.2K +42.54% $48.85 47.5K Oct 30, 2024 Direct
transaction NIC Common Stock Sale -$1.46M -14.2K -29.84% $103.00 33.3K Oct 30, 2024 Direct
holding NIC Common Stock 268 Oct 28, 2024 by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
holding NIC Common Stock 150 Oct 28, 2024 Son's UTMA Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -2.72K -1.79% $0.00 149K Oct 28, 2024 Common Stock 2.72K $48.85 Direct F1
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -200 -0.13% $0.00 149K Oct 29, 2024 Common Stock 200 $48.85 Direct F1
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -14.2K -9.5% $0.00 135K Oct 30, 2024 Common Stock 14.2K $48.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 135,000 shares as of the date of this report.