Anre D. Williams - Oct 22, 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Group Pres., Enterprise Serv.
Signature
/s/ John Nowak, attorney-in-fact
Stock symbol
AXP
Transactions as of
Oct 22, 2024
Transactions value $
-$8,380,030
Form type
4
Date filed
10/24/2024, 03:26 PM
Previous filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $4.94M +37.6K +45.64% $131.68 120K Oct 22, 2024 Direct
transaction AXP Common Stock Options Exercise $3.54M +35.1K +29.28% $100.96 155K Oct 22, 2024 Direct
transaction AXP Common Stock Options Exercise $3.53M +30.4K +19.6% $116.26 185K Oct 22, 2024 Direct
transaction AXP Common Stock Options Exercise $653K +4.26K +2.3% $153.35 190K Oct 22, 2024 Direct
transaction AXP Common Stock Sale -$21M -77.9K -41.09% $270.26 112K Oct 22, 2024 Direct F1, F2
holding AXP Common Stock 10.6 Oct 22, 2024 by 401(k) Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -37.6K -100% $0.00 0 Oct 22, 2024 Common Stock 37.6K $131.68 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -35.1K -100% $0.00 0 Oct 22, 2024 Common Stock 35.1K $100.96 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -30.4K -100% $0.00 0 Oct 22, 2024 Common Stock 30.4K $116.26 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -4.26K -100% $0.00 0 Oct 22, 2024 Common Stock 4.26K $153.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $270.13 to $270.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.