Adrian Ding - 01 Oct 2024 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Acting Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
01 Oct 2024
Net transactions value
$0
Form type
3
Filing time
04 Oct 2024, 07:04:47 UTC
Next filing
19 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 35,643 01 Oct 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Stock Appreciation Right 01 Oct 2024 Common Stock 11,224 $42.71 Direct F1
holding YUMC Stock Appreciation Right 01 Oct 2024 Common Stock 13,760 $57.39 Direct F2
holding YUMC Stock Appreciation Right 01 Oct 2024 Common Stock 17,682 $50.16 Direct F3
holding YUMC Restricted Stock Unit 01 Oct 2024 Common Stock 8,948 Direct F4, F5, F6
holding YUMC Restricted Stock Unit 01 Oct 2024 Common Stock 6,589 Direct F5, F6, F7
holding YUMC Restricted Stock Unit 01 Oct 2024 Common Stock 3,863 Direct F5, F6, F8
holding YUMC Restricted Stock Unit 01 Oct 2024 Common Stock 1,134 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.
F2 Vesting occurs 25% per year beginning one year from 2/5/2021.
F3 Vesting occurs 25% per year beginning one year from 2/10/2022.
F4 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F5 This grant does not have an expiration date.
F6 Conversion occurs on a one-for-one basis.
F7 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F8 Vesting occurs 1/3 per year beginning one year from 2/9/2023.