Adrian Ding - Oct 1, 2024 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Acting Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Oct 1, 2024
Transactions value $
$0
Form type
3
Date filed
10/4/2024, 07:04 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 35.6K Oct 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Stock Appreciation Right Oct 1, 2024 Common Stock 11.2K $42.71 Direct F1
holding YUMC Stock Appreciation Right Oct 1, 2024 Common Stock 13.8K $57.39 Direct F2
holding YUMC Stock Appreciation Right Oct 1, 2024 Common Stock 17.7K $50.16 Direct F3
holding YUMC Restricted Stock Unit Oct 1, 2024 Common Stock 8.95K Direct F4, F5, F6
holding YUMC Restricted Stock Unit Oct 1, 2024 Common Stock 6.59K Direct F5, F6, F7
holding YUMC Restricted Stock Unit Oct 1, 2024 Common Stock 3.86K Direct F5, F6, F8
holding YUMC Restricted Stock Unit Oct 1, 2024 Common Stock 1.13K Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.
F2 Vesting occurs 25% per year beginning one year from 2/5/2021.
F3 Vesting occurs 25% per year beginning one year from 2/10/2022.
F4 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F5 This grant does not have an expiration date.
F6 Conversion occurs on a one-for-one basis.
F7 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F8 Vesting occurs 1/3 per year beginning one year from 2/9/2023.