| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Sale | -$1.17M | -10.4K | -4.21% | $112.92 | 236K | Sep 26, 2024 | The Perotti Family Trust | F1 |
| transaction | PFSI | Common Stock | Sale | -$14.8K | -130 | -0.06% | $113.57 | 236K | Sep 26, 2024 | The Perotti Family Trust | F1 |
| holding | PFSI | Common Stock | 37.5K | Sep 26, 2024 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024. |
| F2 | The reported amount consists of 12,549 restricted stock units and 24,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |