Quick Takeaways
- This page summarizes Andrew S. Marsh's Form 4 filing for ENTERGY CORP /DE/ (ETR).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 17 Sep 2024, 16:13.
Andrew S. Marsh - 13 Sep 2024 Form 4 Insider Report for ENTERGY CORP /DE/ (ETR)
- Signature
- /s/ Daniel T. Falstad, by power of attorney granted by the Reporting Person
- Issuer symbol
- ETR
- Transactions as of
- 13 Sep 2024
- Net transactions value
- -$2,509,200
- Form type
- 4
- Filing time
- 17 Sep 2024, 16:13:44 UTC
- Previous filing
- 04 Sep 2024
- Next filing
- 22 Jan 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Andrew S. Marsh filed Form 4 for ENTERGY CORP /DE/ (ETR) on 17 Sep 2024."
What Changed
- Previous filing in this sequence was filed on 04 Sep 2024.
- Current net transaction value: -$2,509,200.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Official SEC Source
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETR | Common Stock | Options Exercise | $3,175,200 | +45,000 | +30% | $70.56 | 195,958 | 13 Sep 2024 | Direct | F1 |
| transaction | ETR | Common Stock | Sale | $5,684,400 | -45,000 | -23% | $126.32 | 150,958 | 13 Sep 2024 | Direct | F2, F3 |
| holding | ETR | Common Stock | 1,147 | 13 Sep 2024 | By 401(k) |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETR | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -45,000 | -100% | $0.000000 | 0 | 13 Sep 2024 | Common Stock | 45,000 | $70.56 | Direct | F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2024. |
| F2 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $125.00 to $127.31. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| F3 | Includes 227 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of Entergy's equity ownership plan. |
| F4 | The options vested in three equal annual installments beginning on January 28, 2017 and became fully exercisable on January 28, 2019. |