R. Jay Gerken - Sep 16, 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Director
Signature
/s/ Lynn M. Floeter, attorney-in-fact for R. Jay Gerken
Stock symbol
ASB
Transactions as of
Sep 16, 2024
Transactions value $
$8,587
Form type
4
Date filed
9/17/2024, 12:08 PM
Previous filing
Jun 20, 2024
Next filing
Dec 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Award $1.35K +63 +0.14% $21.36 44.5K Sep 16, 2024 Direct F1
transaction ASB Common Stock $0.01 Par Value Award $7.24K +339 +0.76% $21.36 44.8K Sep 16, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASB Phantom Stock Unit 33.4K Sep 16, 2024 Common Stock $0.01 Par Value 33.4K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
F2 Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
F3 Stock units are 100% vested at the time of the acquisition.
F4 Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.