Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | VOYA | Common Stock | Sale | -$337K | -4.69K | -15.51% | $72.00 | 25.5K | Sep 11, 2024 | Direct | F1 |
transaction | VOYA | Common Stock | Sale | -$347K | -4.69K | -18.36% | $74.00 | 20.8K | Sep 11, 2024 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | VOYA | Performance Stock Unit | 44.9K | Sep 11, 2024 | Common Stock | 44.9K | Direct | F2 | ||||||
holding | VOYA | Restricted Stock Units | 21.5K | Sep 11, 2024 | Common Stock | 21.5K | Direct | F3 | ||||||
holding | VOYA | Performance-Based Stock Options | 35.6K | Sep 11, 2024 | Common Stock | 35.6K | Direct | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2024. |
F2 | The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. |
F3 | The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. |
F4 | The options vest based on the conditions set forth in their respective agreements. |
Executive Vice President, Chief Information Security Officer