| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVT | Common Stock | Options Exercise | $61.9K | +4.38K | +3.64% | $14.13 | 125K | Sep 3, 2024 | Direct | F1 |
| transaction | NOVT | Common Stock | Sale | -$390K | -2.23K | -1.79% | $174.45 | 123K | Sep 3, 2024 | Direct | F1, F2 |
| transaction | NOVT | Common Stock | Sale | -$75.3K | -429 | -0.35% | $175.61 | 122K | Sep 3, 2024 | Direct | F1, F3 |
| transaction | NOVT | Common Stock | Sale | -$126K | -716 | -0.59% | $176.49 | 121K | Sep 3, 2024 | Direct | F1, F4 |
| transaction | NOVT | Common Stock | Sale | -$3.37K | -19 | -0.02% | $177.57 | 121K | Sep 3, 2024 | Direct | F1, F5 |
| transaction | NOVT | Common Stock | Sale | -$71K | -395 | -0.33% | $179.87 | 121K | Sep 3, 2024 | Direct | F1, F6 |
| transaction | NOVT | Common Stock | Sale | -$106K | -585 | -0.48% | $180.42 | 120K | Sep 3, 2024 | Direct | F1, F7 |
| transaction | NOVT | Common Stock | Sale | -$363 | -2 | 0% | $181.72 | 120K | Sep 3, 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVT | Stock Option (Right to Buy) | Options Exercise | $0 | -4.38K | -13.3% | $0.00 | 28.6K | Sep 3, 2024 | Common Stock | 4.38K | $14.13 | Direct | F1, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. |
| F2 | This transaction was executed in multiple trades ranging from $174.06 to $175.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades ranging from $175.07 to $175.98. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades ranging from $176.08 to $177.07. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades ranging from $177.57 to $177.58. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades ranging from $179.16 to $180.15. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in multiple trades ranging from $180.16 to $180.78. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The Stock Options vested in three equal installments on March 30, 2017, March 30, 2018, and March 30, 2019. |
Power of Attorney on file