Jennifer M. Johnson - Aug 31, 2024 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Aug 31, 2024
Transactions value $
-$2,257,266
Form type
4
Date filed
9/4/2024, 02:02 PM
Previous filing
Aug 30, 2024
Next filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$2.26M -112K -4.53% $20.24 2.35M Aug 31, 2024 Direct F1, F2
holding BEN Common Stock, par value $.10 2.48K Aug 31, 2024 By 401(k) F3
holding BEN Common Stock, par value $.10 2.64M Aug 31, 2024 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 560K Aug 31, 2024 By Children or As Trustee For Children F5
holding BEN Common Stock, par value $.10 217K Aug 31, 2024 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2 Of the amount of securities beneficially owned, 322,657 shares represent unvested restricted stock units.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 12, 2024.
F4 Business limited partnership under control of Reporting Person.
F5 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F6 Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.