ANNE MCCALLION - 26 Aug 2024 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Ms. McCallion
Issuer symbol
PFSI
Transactions as of
26 Aug 2024
Net transactions value
-$2,040,129
Form type
4
Filing time
28 Aug 2024, 19:18:33 UTC
Previous filing
04 Mar 2024
Next filing
19 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Options Exercise $417,484 +23,829 +1285% $17.52 25,683 26 Aug 2024 Direct F1
transaction PFSI Common Stock Sale $2,457,613 -23,829 -93% $103.14 1,854 26 Aug 2024 Direct F2, F3
holding PFSI Common Stock 153,102 26 Aug 2024 The McCallion Family Trust dated 12/21/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Options Exercise $0 -23,829 -100% $0.000000 0 26 Aug 2024 Common Stock 23,829 $17.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 1,854 restricted stock units and 23,829 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The price reported is the weighted average price of multiple transactions ranging from $102.89 to $103.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The reported amount consists of 1,854 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.