John R. Desjarlais - 09 Jul 2024 Form 4 Insider Report for Xencor Inc (XNCR)

Role
SR. VICE PRESIDENT & CSO
Signature
/s/ Celia E. Eckert, Attorney-in-Fact
Issuer symbol
XNCR
Transactions as of
09 Jul 2024
Net transactions value
-$129,011
Form type
4
Filing time
11 Jul 2024, 18:41:06 UTC
Previous filing
12 Mar 2024
Next filing
13 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XNCR Common Stock Options Exercise $452,967 +42,215 +23% $10.73 228,648 09 Jul 2024 Direct F1, F2
transaction XNCR Common Stock Sale $665,511 -36,329 -16% $18.32 192,319 09 Jul 2024 Direct F1, F3
transaction XNCR Common Stock Options Exercise $83,533 +7,785 +4% $10.73 200,104 10 Jul 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XNCR Stock Option (Right to Buy) Options Exercise $0 -42,215 -84% $0.000000 7,785 09 Jul 2024 Common Stock 42,215 $10.73 Direct F1, F4
transaction XNCR Stock Option (Right to Buy) Options Exercise $0 -7,785 -100% $0.000000* 0 10 Jul 2024 Common Stock 7,785 $10.73 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is pursuant to a 10b5-1 plan.
F2 Underlying option due to expire in July 2024.
F3 Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
F4 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.