| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVT | Common Stock | Options Exercise | $25.9K | +1.83K | +1.52% | $14.13* | 122K | Jul 1, 2024 | Direct | F1 |
| transaction | NOVT | Common Stock | Sale | -$163K | -1.01K | -0.83% | $160.44 | 121K | Jul 1, 2024 | Direct | F1, F2 |
| transaction | NOVT | Common Stock | Sale | -$95.9K | -594 | -0.49% | $161.53 | 121K | Jul 1, 2024 | Direct | F1, F3 |
| transaction | NOVT | Common Stock | Sale | -$36.3K | -223 | -0.18% | $162.83 | 120K | Jul 1, 2024 | Direct | F1, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVT | Stock Option (Right to Buy) | Options Exercise | $0 | -1.83K | -4.17% | $0.00 | 42.1K | Jul 1, 2024 | Common Stock | 1.83K | $14.13 | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2024. |
| F2 | This transaction was executed in multiple trades ranging from $160.06 to $160.99. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades ranging from $161.14 to $161.92. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades ranging from $162.17 to $163.09. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The Stock Options vested in three equal installments on March 30, 2017, March 30, 2018, and March 30, 2019. |
Power of Attorney on file