Trevor Ogle - Jul 1, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Jul 1, 2024
Transactions value $
-$155,375
Form type
4
Date filed
7/2/2024, 04:12 PM
Previous filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +2.72K +70.89% $0.00 6.56K Jul 1, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$98.8K -1.39K -21.18% $71.11 5.17K Jul 1, 2024 Direct
transaction VOYA Common Stock Options Exercise $0 +1.56K +30.03% $0.00 6.74K Jul 1, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$56.5K -795 -11.8% $71.11 5.94K Jul 1, 2024 Direct
holding VOYA Common Stock 6.05K Jul 1, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -2.72K -5.92% $0.00 43.3K Jul 1, 2024 Common Stock 2.72K Direct F2
transaction VOYA Restricted Stock Units Options Exercise $0 -1.56K -7.56% $0.00 19K Jul 1, 2024 Common Stock 1.56K Direct F3
holding VOYA Performance-Based Stock Options 12.5K Jul 1, 2024 Common Stock 12.5K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer