Trevor Ogle - 01 Jul 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
01 Jul 2024
Net transactions value
-$155,375
Form type
4
Filing time
02 Jul 2024, 16:12:53 UTC
Previous filing
23 Feb 2024
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +2,722 +71% $0.000000 6,562 01 Jul 2024 Direct F1
transaction VOYA Common Stock Tax liability $98,843 -1,390 -21% $71.11 5,172 01 Jul 2024 Direct
transaction VOYA Common Stock Options Exercise $0 +1,556 +30% $0.000000 6,738 01 Jul 2024 Direct F1
transaction VOYA Common Stock Tax liability $56,532 -795 -12% $71.11 5,943 01 Jul 2024 Direct
holding VOYA Common Stock 6,051 01 Jul 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -2,722 -5.9% $0.000000 43,273 01 Jul 2024 Common Stock 2,722 Direct F2
transaction VOYA Restricted Stock Units Options Exercise $0 -1,556 -7.6% $0.000000 19,028 01 Jul 2024 Common Stock 1,556 Direct F3
holding VOYA Performance-Based Stock Options 12,500 01 Jul 2024 Common Stock 12,500 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer