Tish Mendoza - May 20, 2024 Form 4 Insider Report for AES CORP (AES)

Role
EVP & Chief HR Officer
Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Stock symbol
AES
Transactions as of
May 20, 2024
Transactions value $
-$617,450
Form type
4
Date filed
5/21/2024, 04:20 PM
Previous filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Options Exercise $788K +66.3K +33.21% $11.89 266K May 20, 2024 Direct
transaction AES Common Stock Sale -$1.41M -66.3K -24.93% $21.21 199K May 20, 2024 Direct F1
holding AES Common Stock 27.5K May 20, 2024 by 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AES Stock Option (Right to Buy) Options Exercise $0 -66.3K -100% $0.00* 0 May 20, 2024 Common Stock 66.3K $11.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.24, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2 Since the last Form 4 filing on February 26, 2024, the reporting person acquired 222 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated May 20, 2024.
F3 This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.