Alan B. Howe - 15 May 2024 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
Director
Signature
/s/ John J Dziewisz, attorney-in-fact for Alan B. Howe
Issuer symbol
BW
Transactions as of
15 May 2024
Net transactions value
+$19,339
Form type
4
Filing time
17 May 2024, 16:40:22 UTC
Previous filing
29 Mar 2024
Next filing
21 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $19,339 +16,964 +65% $1.14 42,923 15 May 2024 Direct
holding BW Common Stock 13,000 15 May 2024 IRA
holding BW Common Stock 72,606 15 May 2024 Alan & Penny Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Units Options Exercise $0 -16,964 -100% $0.000000* 0 15 May 2024 Common Stock 16,964 Direct F2, F3
transaction BW Restricted Stock Units Award $0 +84,821 $0.000000 84,821 15 May 2024 Common Stock 84,821 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee.
F2 Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
F3 Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.
F4 Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier.