Warton Wang - May 5, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
May 5, 2024
Transactions value $
-$65,028
Form type
4
Date filed
5/6/2024, 06:48 AM
Previous filing
Mar 28, 2024
Next filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3.76K +19.53% $0.00 23K May 5, 2024 Direct
transaction YUMC Common Stock Tax liability -$65K -1.69K -7.36% $38.41 21.3K May 5, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.76K -50.03% $0.00 3.76K May 5, 2024 Common Stock 3.76K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.
F3 This grant does not have an expiration date.