Warton Wang - 05 May 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
05 May 2024
Net transactions value
-$65,028
Form type
4
Filing time
06 May 2024, 06:48:30 UTC
Previous filing
28 Mar 2024
Next filing
21 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3,761 +20% $0.000000 23,016 05 May 2024 Direct
transaction YUMC Common Stock Tax liability $65,028 -1,693 -7.4% $38.41 21,323 05 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,761 -50% $0.000000 3,757 05 May 2024 Common Stock 3,761 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.
F3 This grant does not have an expiration date.