Raymond Joabar - 30 Apr 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Grp. Pres., GMNS
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
30 Apr 2024
Net transactions value
+$532,792
Form type
4
Filing time
02 May 2024, 16:20:26 UTC
Previous filing
22 Feb 2024
Next filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $1,192,450 +4,991 +39% $238.92 17,678 30 Apr 2024 Direct F1, F2
transaction AXP Common Stock Tax liability $659,658 -2,761 -16% $238.92 14,917 30 Apr 2024 Direct F3
holding AXP Common Stock 2,818 30 Apr 2024 By Spouse
holding AXP Common Stock 249 30 Apr 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +3,697 $0.000000 3,697 30 Apr 2024 Common Stock 3,697 $153.35 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Performance Restricted Stock Units that were granted to the reporting person on 4/30/2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2 Includes shares acquired pursuant to dividend reinvestment.
F3 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4 The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 4/30/2021. These options became exercisable on 4/30/2024 based on the Company's positive cumulative net income over the three year performance period.