MARC N. CASPER - 01 May 2024 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Role
Chairman & CEO, Director
Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
Issuer symbol
TMO
Transactions as of
01 May 2024
Net transactions value
-$3,831,456
Form type
4
Filing time
02 May 2024, 16:19:16 UTC
Previous filing
01 May 2024
Next filing
05 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $1,905,900 +10,000 +8.1% $190.59 133,816 01 May 2024 Direct
transaction TMO Common Stock Sale $215,381 -378 -0.28% $569.79 133,438 01 May 2024 Direct F1, F2
transaction TMO Common Stock Sale $798,826 -1,400 -1% $570.59 132,038 01 May 2024 Direct F1, F3
transaction TMO Common Stock Sale $1,200,780 -2,100 -1.6% $571.80 129,938 01 May 2024 Direct F1, F4
transaction TMO Common Stock Sale $655,993 -1,145 -0.88% $572.92 128,793 01 May 2024 Direct F1, F5
transaction TMO Common Stock Sale $860,775 -1,500 -1.2% $573.85 127,293 01 May 2024 Direct F1, F6
transaction TMO Common Stock Sale $839,734 -1,460 -1.1% $575.16 125,833 01 May 2024 Direct F1, F7
transaction TMO Common Stock Sale $470,943 -817 -0.65% $576.43 125,016 01 May 2024 Direct F1, F8
transaction TMO Common Stock Sale $115,494 -200 -0.16% $577.47 124,816 01 May 2024 Direct F1, F9
transaction TMO Common Stock Sale $231,472 -400 -0.32% $578.68 124,416 01 May 2024 Direct F1, F10
transaction TMO Common Stock Sale $347,958 -600 -0.48% $579.93 123,816 01 May 2024 Direct F1, F11
holding TMO Common Stock 11,300 01 May 2024 By Alison Casper 2020 Irrevocable Trust F12
holding TMO Common Stock 43,608 01 May 2024 By Floral Park Associates, Inc.
holding TMO Common Stock 5,000 01 May 2024 By MNC 2020 Irrevocable Trust F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10,000 -28% $0.000000 26,300 01 May 2024 Common Stock 10,000 $190.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $569.25 to $570.09, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), and (11) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $570.28 to $571.25, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.30 to $572.28, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.46 to $573.18, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.48 to $574.37, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.72 to $575.53, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.92 to $576.71, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.16 to $577.77, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.185 to $579.15, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.68 to $580.48, inclusive.
F12 The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
F13 The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.