Victoire G. Rankin - Apr 1, 2024 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Apr 1, 2024
Transactions value $
$0
Form type
4
Date filed
4/3/2024, 01:14 PM
Previous filing
Mar 12, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +1.11K +0.54% 207K Apr 1, 2024 AMR - Main Trust - A F1, F2, F3
holding NC Class A Common Stock 14.2K Apr 1, 2024 AMR - IRA F4
holding NC Class A Common Stock 1.98K Apr 1, 2024 AMR - RMI (Delaware) F5
holding NC Class A Common Stock 14.3K Apr 1, 2024 BTR-Class A Trust F6
holding NC Class A Common Stock 34.9K Apr 1, 2024 VGR - Trust F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 2K Apr 1, 2024 Class A Common Stock 2K $0.00 AMR - RAI (B) F2, F8
holding NC Class B Common Stock 204K Apr 1, 2024 Class A Common Stock 204K AMR Trust-B F2, F9
holding NC Class B Common Stock 9.43K Apr 1, 2024 Class A Common Stock 9.43K By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 9.43K Apr 1, 2024 Class A Common Stock 9.43K By Trust/Daughter 1 F2, F11
holding NC Class B Common Stock 25 Apr 1, 2024 Class A Common Stock 25 AMR-RAIV-GP F2, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
F8 Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares.
F10 Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F11 Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler.
F12 Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.