Marc N. Casper - Mar 11, 2024 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Role
Chairman & CEO, Director
Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
Stock symbol
TMO
Transactions as of
Mar 11, 2024
Transactions value $
-$8,121,556
Form type
4
Date filed
3/13/2024, 05:24 PM
Previous filing
Mar 4, 2024
Next filing
Mar 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $1.91M +10K +7.95% $190.59* 136K Mar 11, 2024 Direct
transaction TMO Common Stock Sale -$413K -700 -0.52% $590.68 135K Mar 11, 2024 Direct F1, F2
transaction TMO Common Stock Sale -$355K -600 -0.44% $591.69 135K Mar 11, 2024 Direct F1, F3
transaction TMO Common Stock Sale -$314K -530 -0.39% $592.73 134K Mar 11, 2024 Direct F1, F4
transaction TMO Common Stock Sale -$297K -500 -0.37% $593.84 133K Mar 11, 2024 Direct F1, F5
transaction TMO Common Stock Sale -$1.18M -1.98K -1.48% $594.81 132K Mar 11, 2024 Direct F1, F6
transaction TMO Common Stock Sale -$1.29M -2.16K -1.64% $596.01 129K Mar 11, 2024 Direct F1, F7
transaction TMO Common Stock Sale -$1.55M -2.6K -2.01% $596.98 127K Mar 11, 2024 Direct F1, F8
transaction TMO Common Stock Sale -$239K -400 -0.32% $597.75 126K Mar 11, 2024 Direct F1, F9
transaction TMO Common Stock Sale -$180K -300 -0.24% $599.11 126K Mar 11, 2024 Direct F1, F10
transaction TMO Common Stock Sale -$137K -228 -0.18% $599.80 126K Mar 11, 2024 Direct F1, F11
transaction TMO Common Stock Gift $0 -2K -1.59% $0.00 124K Mar 11, 2024 Direct
transaction TMO Common Stock Options Exercise $1.91M +10K +8.08% $190.59* 134K Mar 12, 2024 Direct
transaction TMO Common Stock Sale -$858K -1.44K -1.08% $595.65 132K Mar 12, 2024 Direct F1, F12
transaction TMO Common Stock Sale -$1.53M -2.57K -1.94% $597.00 130K Mar 12, 2024 Direct F1, F13
transaction TMO Common Stock Sale -$1.22M -2.05K -1.58% $598.02 128K Mar 12, 2024 Direct F1, F14
transaction TMO Common Stock Sale -$1.27M -2.12K -1.66% $599.12 126K Mar 12, 2024 Direct F1, F15
transaction TMO Common Stock Sale -$1.09M -1.82K -1.45% $599.81 124K Mar 12, 2024 Direct F1, F16
holding TMO Common Stock 11.3K Mar 11, 2024 By Alison Casper 2020 Irrevocable Trust F17
holding TMO Common Stock 43.6K Mar 11, 2024 By Floral Park Associates, Inc.
holding TMO Common Stock 5K Mar 11, 2024 By MNC 2020 Irrevocable Trust F18

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10K -11.59% $0.00 76.3K Mar 11, 2024 Common Stock 10K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10K -13.11% $0.00 66.3K Mar 12, 2024 Common Stock 10K $190.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.19 to $591.05, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15) and (16) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $591.30 to $592.17, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.46 to $593.03, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.46 to $594.41, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.55 to $595.25, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.57 to $596.50, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $596.59 to $597.51, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $597.64 to $597.81, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $598.65 to $599.50, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $599.65 to $599.815, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.14 to $596.03, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $596.44 to $597.42, inclusive.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $597.49 to $598.475, inclusive.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $598.66 to $599.635, inclusive.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $599.67 to $600.39, inclusive.
F17 The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
F18 The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.