Lisa P. Britt - Mar 12, 2024 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Role
Sr. VP and Chief HR Officer
Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Lisa P. Britt
Stock symbol
TMO
Transactions as of
Mar 12, 2024
Transactions value $
-$5,738,676
Form type
4
Date filed
3/13/2024, 04:31 PM
Previous filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock +Options Exercise $1,609,533 +8,445 +48.75% $190.59 25,768 Mar 12, 2024 Direct
transaction TMO Common Stock -Sell -$5,057,711 -8,445 -32.77% $598.90 17,323 Mar 12, 2024 Direct F1
transaction TMO Common Stock +Options Exercise $1,243,012 +5,900 +34.06% $210.68 23,223 Mar 12, 2024 Direct
transaction TMO Common Stock -Sell -$3,533,510 -5,900 -25.41% $598.90 17,323 Mar 12, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) -Options Exercise $0 -8,445 -100% $0.00 0 Mar 12, 2024 Common Stock 8,445 $190.59 Direct
transaction TMO Stock Option (Right to Buy) -Options Exercise $0 -5,900 -100% $0.00 0 Mar 12, 2024 Common Stock 5,900 $210.68 Direct F2

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2023.
F2 The option vested in four equal installments on February 27, 2019, 2020, 2021, and 2022.