Lisa P. Britt - Mar 12, 2024 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Lisa P. Britt
Stock symbol
TMO
Transactions as of
Mar 12, 2024
Transactions value $
-$5,738,676
Form type
4
Date filed
3/13/2024, 04:31 PM
Previous filing
Feb 29, 2024
Next filing
Jul 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $1.61M +8.45K +48.75% $190.59 25.8K Mar 12, 2024 Direct
transaction TMO Common Stock Sale -$5.06M -8.45K -32.77% $598.90 17.3K Mar 12, 2024 Direct F1
transaction TMO Common Stock Options Exercise $1.24M +5.9K +34.06% $210.68 23.2K Mar 12, 2024 Direct
transaction TMO Common Stock Sale -$3.53M -5.9K -25.41% $598.90 17.3K Mar 12, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -8.45K -100% $0.00* 0 Mar 12, 2024 Common Stock 8.45K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -5.9K -100% $0.00* 0 Mar 12, 2024 Common Stock 5.9K $210.68 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2023.
F2 The option vested in four equal installments on February 27, 2019, 2020, 2021, and 2022.