Pascal Deschatelets - 08 Mar 2024 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Mar 2024, 16:08:32 UTC
Prior SEC filing
13 Feb 2024
Next SEC filing
09 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Watson, attorney-in-fact for Pascal Deschatelets

Key filing fact

Pascal Deschatelets filed Form 4 for Apellis Pharmaceuticals, Inc. (APLS) on 11 Mar 2024.

Key facts

  • This page summarizes Pascal Deschatelets's Form 4 filing for Apellis Pharmaceuticals, Inc. (APLS).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Mar 2024, 16:08.

Change

  • Previous filing in this sequence was filed on 13 Feb 2024.
  • Current net transaction value: -$4,043,926.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APLS transaction

Common Stock

Options Exercise

Transaction value
$253,623
Shares
+69,107
Change %
+6.2%
Price
$3.67*
Shares after
1,185,090
Date
08 Mar 2024
Ownership
Direct
Footnotes
F1
APLS transaction

Common Stock

Sale

Transaction value
$2,645,173
Shares
-42,750
Change %
-3.6%
Price
$61.88
Shares after
1,142,340
Date
08 Mar 2024
Ownership
Direct
Footnotes
F2, F3
APLS transaction

Common Stock

Sale

Transaction value
$1,646,041
Shares
-26,257
Change %
-2.3%
Price
$62.69
Shares after
1,116,083
Date
08 Mar 2024
Ownership
Direct
Footnotes
F4, F5
APLS transaction

Common Stock

Sale

Transaction value
$6,335
Shares
-100
Change %
-0.01%
Price
$63.35
Shares after
1,115,983
Date
08 Mar 2024
Ownership
Direct
Footnotes
F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

APLS transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-69,107
Change %
-39%
Price
$0.000000
Shares after
106,387
Date
08 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
69,107
Exercise price
$3.76
Footnotes
F1, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 7 footnotes

Footnote F1

This is a scheduled exercise & sale from 10b5-1 trading plan dated 12/8/2023.

Footnote F2

This is a scheduled exercise & sale from 10b5-1 trading plan dated 12/8/2023.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $61.30 - $62.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

This is a scheduled exercise & sale from 10b5-1 trading plan dated 12/8/2023.

Footnote F5

This transaction was executed in multiple trades at prices ranging from $62.30 - $63.2925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F6

This is a scheduled exercise & sale from 10b5-1 trading plan dated 12/8/2023.

Footnote F7

This stock option was granted on 02/08/2016 and is fully vested.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .