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Signature
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/s/ David Watson, attorney-in-fact for Pascal Deschatelets
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Issuer symbol
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APLS
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Transactions as of
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08 Mar 2024
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Net transactions value
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-$4,043,926
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Form type
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4
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Filing time
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11 Mar 2024, 16:08:32 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
APLS |
Common Stock |
Options Exercise |
$253,623 |
+69,107 |
+6.2% |
$3.67* |
1,185,090 |
08 Mar 2024 |
Direct |
F1 |
| transaction |
APLS |
Common Stock |
Sale |
$2,645,173 |
-42,750 |
-3.6% |
$61.88 |
1,142,340 |
08 Mar 2024 |
Direct |
F2, F3 |
| transaction |
APLS |
Common Stock |
Sale |
$1,646,041 |
-26,257 |
-2.3% |
$62.69 |
1,116,083 |
08 Mar 2024 |
Direct |
F4, F5 |
| transaction |
APLS |
Common Stock |
Sale |
$6,335 |
-100 |
-0.01% |
$63.35 |
1,115,983 |
08 Mar 2024 |
Direct |
F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
APLS |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-69,107 |
-39% |
$0.000000 |
106,387 |
08 Mar 2024 |
Common Stock |
69,107 |
$3.76 |
Direct |
F1, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: