Jerry DING - Feb 29, 2024 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Ling Zhang, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 29, 2024
Transactions value $
$0
Form type
3
Date filed
3/7/2024, 09:48 PM
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 1.81K Feb 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Stock Appreciation Right Feb 29, 2024 Common Stock 4.29K $42.71 Direct F1
holding YUMC Stock Appreciation Right Feb 29, 2024 Common Stock 5.2K $57.39 Direct F2
holding YUMC Restricted Stock Unit Feb 29, 2024 Common Stock 692 Direct F3, F4, F5
holding YUMC Stock Appreciation Right Feb 29, 2024 Common Stock 4.18K $50.16 Direct F3
holding YUMC Restricted Stock Unit Feb 29, 2024 Common Stock 3.68K Direct F4, F5, F6
holding YUMC Restricted Stock Unit Feb 29, 2024 Common Stock 1.16K Direct F4, F5, F7
holding YUMC Stock Appreciation Right Feb 29, 2024 Common Stock 3.86K $62.14 Direct F7
holding YUMC Restricted Stock Unit Feb 29, 2024 Common Stock 4.41K Direct F4, F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.
F2 Vesting occurs 25% per year beginning one year from 02/05/2021.
F3 Vesting occurs 25% per year beginning one year from 02/10/2022.
F4 This grant does not have an expiration date.
F5 Conversion occurs on a one-for-one basis.
F6 Vesting occurs 1/3 per year beginning one year from 09/01/2023.
F7 Vesting occurs 25% per year beginning one year from 02/09/2023.
F8 Vesting occurs 1/3 per year beginning one year from 02/08/2024.