Martin South - Feb 28, 2024 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President & CEO, Marsh
Signature
/s/ Tessa Patti, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Feb 28, 2024
Transactions value $
-$700,704
Form type
4
Date filed
3/1/2024, 04:12 PM
Previous filing
Feb 23, 2024
Next filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +6.24K +128.82% $0.00 11.1K Feb 28, 2024 Direct F1, F2
transaction MMC Common Stock Tax liability -$701K -3.45K -31.14% $202.99 7.63K Feb 28, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -6.24K -50.88% $0.00 6.02K Feb 28, 2024 Common Stock 6.24K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 6,240 shares underlying restricted stock units of which 3,452 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,240 shares underlying restricted stock units relate to 1,560 restricted stock units that were granted on February 22, 2021 and 4,680 restricted stock units relating to performance stock units that were granted on February 22, 2021 for the performance period 2021-2023.
F2 Includes a total of 157.539 shares acquired pursuant to the Marsh & McLennan Employee Stock Purchase Plan for the quarters ended March 31, June 30, September 30 and December 31, 2023.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable