Troy Dumlao - 28 Feb 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
EVP, Chief Accounting Officer
Signature
/s/ Troy Dumlao
Issuer symbol
EFSC
Transactions as of
28 Feb 2024
Net transactions value
$0
Form type
4
Filing time
01 Mar 2024, 12:40:09 UTC
Previous filing
27 Feb 2024
Next filing
15 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 5,428 28 Feb 2024 Direct
holding EFSC Depository Shares 400 28 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award $0 +520 $0.000000 520 28 Feb 2024 Common Stock 520 Direct F2, F3
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +2,722 $0.000000 2,722 28 Feb 2024 Common Stock 2,722 $39.50 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 1,058 28 Feb 2024 Common Stock 1,058 $43.81 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 1,266 28 Feb 2024 Common Stock 1,266 $48.34 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 1,769 28 Feb 2024 Common Stock 1,769 $54.46 Direct F7
holding EFSC Restricted Share Units 244 28 Feb 2024 Common Stock 244 Direct F2, F8
holding EFSC Restricted Share Units 361 28 Feb 2024 Common Stock 361 Direct F2, F9
holding EFSC Restricted Share Units 1,142 28 Feb 2024 Common Stock 1,142 Direct F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F2 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F3 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5 The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
F6 The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
F7 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F8 The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.