Douglas Bauche - 28 Feb 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Credit Officer
Signature
/s/ Douglas Bauche
Issuer symbol
EFSC
Transactions as of
28 Feb 2024
Net transactions value
$0
Form type
4
Filing time
01 Mar 2024, 12:37:03 UTC
Previous filing
27 Feb 2024
Next filing
12 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 2,847 28 Feb 2024 401(K) Plan F1
holding EFSC Common Stock 18,886 28 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award $0 +1,487 $0.000000 1,487 28 Feb 2024 Common Stock 1,487 Direct F2, F3
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +7,786 $0.000000 7,786 28 Feb 2024 Common Stock 7,786 $39.50 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 4,730 28 Feb 2024 Common Stock 4,730 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 5,081 28 Feb 2024 Common Stock 5,081 $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 5,105 28 Feb 2024 Common Stock 5,105 $54.46 Direct F6
holding EFSC Restricted Share Units 898 28 Feb 2024 Common Stock 898 Direct F2, F7
holding EFSC Restricted Share Units 1,043 28 Feb 2024 Common Stock 1,043 Direct F2, F8
holding EFSC Restricted Share Units 6,652 28 Feb 2024 Common Stock 6,652 Direct F2, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F3 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F8 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F9 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.