| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Tax liability | -$48K | -551 | -5.11% | $87.06 | 10.2K | Feb 27, 2024 | Direct | F1, F2 |
| transaction | PFSI | Common Stock | Tax liability | -$30.8K | -354 | -3.46% | $87.06 | 9.87K | Feb 27, 2024 | Direct | F3, F4 |
| transaction | PFSI | Common Stock | Sale | -$226K | -2.62K | -26.5% | $86.24 | 7.26K | Feb 27, 2024 | Direct | F5, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld for taxes upon vesting of restricted share units. |
| F2 | The reported amount consists of 7,256 restricted stock units and 2,972 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F3 | Represents shares withheld for taxes upon vesting of restricted share units. |
| F4 | The reported amount consists of 6,265 restricted stock units and 3,609 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F5 | These shares of Common Stock were sold pursuant to a 10b5-1 plan. |
| F6 | The reported amount consists of 6,265 restricted stock units and 992 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |