DAVID SPECTOR - 27 Feb 2024 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chairman & CEO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Issuer symbol
PFSI
Transactions as of
27 Feb 2024
Net transactions value
-$432,601
Form type
4
Filing time
28 Feb 2024, 20:56:07 UTC
Previous filing
27 Feb 2024
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $259,787 -2,984 -0.46% $87.06 640,547 27 Feb 2024 Direct F1, F2
transaction PFSI Common Stock Tax liability $172,814 -1,985 -0.31% $87.06 638,562 27 Feb 2024 Direct F1, F3
holding PFSI Common Stock 270,604 27 Feb 2024 ST Family Investment Company LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 30,218 restricted stock units and 610,329 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 The reported amount consists of 26,111 restricted stock units and 612,451 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.