Ricardo Manuel Falu - 19 Feb 2024 Form 4 Insider Report for AES CORP (AES)

Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Issuer symbol
AES
Transactions as of
19 Feb 2024
Net transactions value
-$44,678
Form type
4
Filing time
26 Feb 2024, 16:19:56 UTC
Previous filing
15 Apr 2024
Next filing
21 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Tax liability $13,382 -798 -1.4% $16.77 58,235 19 Feb 2024 Direct F1
transaction AES Common Stock Award $0 +28,125 +48% $0.000000 86,360 22 Feb 2024 Direct F2
transaction AES Common Stock Tax liability $17,584 -1,099 -1.3% $16.00 85,261 24 Feb 2024 Direct F3
transaction AES Common Stock Tax liability $13,712 -857 -1% $16.00 84,404 24 Feb 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2021.
F2 This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.
F3 Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.
F4 Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.