Heather H. Lavallee - Feb 21, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
President and CEO
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 21, 2024
Transactions value $
$0
Form type
4
Date filed
2/23/2024, 04:27 PM
Previous filing
Feb 22, 2024
Next filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 29.9K Feb 21, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Award $0 +46.5K +107.54% $0.00 89.7K Feb 21, 2024 Common Stock 46.5K Direct F1, F2
transaction VOYA Performance Stock Unit Award $0 +57.8K +46.77% $0.00 181K Feb 21, 2024 Common Stock 57.8K Direct F1, F3
holding VOYA Deferred Savings Plan Issuer Stock Units 4.99K Feb 21, 2024 Common Stock 4.99K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock units will vest based on their respective award agreements.
F2 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
F3 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Remarks:

President and CEO