Tony D. Oh - 20 Feb 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Senior Vice President, Chief Accounting Officer and Controller
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
20 Feb 2024
Net transactions value
-$55,047
Form type
4
Filing time
22 Feb 2024, 16:36:46 UTC
Previous filing
03 Nov 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +796 $0.000000 796 20 Feb 2024 Direct F1
transaction VOYA Common Stock Tax liability $19,639 -280 -35% $70.14 516 20 Feb 2024 Direct
transaction VOYA Common Stock Sale $35,408 -516 -100% $68.62 0 21 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -796 -18% $0.000000 3,630 20 Feb 2024 Common Stock 796 Direct F3
holding VOYA Performance Stock Unit 1,955 20 Feb 2024 Common Stock 1,955 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation.
F2 This transaction was executed in multiple trades at prices ranging from $68.620 to $68.630. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F4 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Senior Vice President, Chief Accounting Officer and Controller