Thong M. Nguyen - 15 Feb 2024 Form 4 Insider Report for BANK OF AMERICA CORP /DE/ (BAC)

Role
Vice Chair, Gl Stra & Ent Plat
Signature
Thong M. Nguyen / Michael P. Lapp POA
Issuer symbol
BAC
Transactions as of
15 Feb 2024
Net transactions value
-$1,152,486
Form type
4
Filing time
20 Feb 2024, 19:56:30 UTC
Previous filing
03 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAC Common Stock Options Exercise +23,822 +4.7% 530,115 15 Feb 2024 Direct F1
transaction BAC Common Stock Tax liability $397,018 -11,653 -2.2% $34.07 518,462 15 Feb 2024 Direct F2
transaction BAC Common Stock Options Exercise +20,271 +3.9% 538,733 15 Feb 2024 Direct F1
transaction BAC Common Stock Tax liability $339,167 -9,955 -1.8% $34.07 528,778 15 Feb 2024 Direct F2
transaction BAC Common Stock Options Exercise +24,979 +4.7% 553,757 15 Feb 2024 Direct F1
transaction BAC Common Stock Tax liability $416,301 -12,219 -2.2% $34.07 541,538 15 Feb 2024 Direct F2
holding BAC Common Stock 330 15 Feb 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAC 2021 Restricted Stock Units Options Exercise -23,822 -50% 23,823 15 Feb 2024 Common Stock 23,822 Direct F1, F3
transaction BAC 2022 Restricted Stock Units Options Exercise -20,271 -33% 40,541 15 Feb 2024 Common Stock 20,271 Direct F1, F4
transaction BAC 2023 Restricted Stock Units Options Exercise -24,979 -25% 74,938 15 Feb 2024 Common Stock 24,979 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2 Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3 On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.
F4 On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023.
F5 On February 15, 2023, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2024.