Christopher J. Krein - 15 Feb 2024 Form 4 Insider Report for Artisan Partners Asset Management Inc. (APAM)

Role
Executive Vice President
Signature
/s/Lisa A. Moran, attorney-in-fact for Mr. Krein
Issuer symbol
APAM
Transactions as of
15 Feb 2024
Net transactions value
-$77,336
Form type
4
Filing time
20 Feb 2024, 16:28:40 UTC
Previous filing
02 Mar 2023
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APAM Class A Common Stock, par value $0.01 per share Options Exercise $0 +10,981 +23% $0.000000 59,218 15 Feb 2024 Direct
transaction APAM Class A Common Stock, par value $0.01 per share Tax liability $77,336 -1,830 -3.1% $42.26 57,388 15 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APAM Performance Share Units Options Exercise $0 -18,809 -44% $0.000000 23,987 15 Feb 2024 Class A Common Stock, par value $0.01 per share 18,809 Direct F1, F2
transaction APAM Restricted Share Units Award $0 +7,828 $0.000000 7,828 15 Feb 2024 Class A Common Stock, par value $0.01 per share 7,828 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").
F2 Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.
F3 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.