R. Colson - Feb 15, 2024 Form 4 Insider Report for Artisan Partners Asset Management Inc. (APAM)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Lisa A. Moran, attorney-in-fact for Mr. Colson
Stock symbol
APAM
Transactions as of
Feb 15, 2024
Transactions value $
$0
Form type
4
Date filed
2/20/2024, 04:23 PM
Previous filing
Mar 2, 2023
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APAM Class A Common Stock, par value $0.01 per share Options Exercise $0 +14.1K +6.9% $0.00 219K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APAM Performance Share Units Options Exercise $0 -28.2K -43.95% $0.00 36K Feb 15, 2024 Class A Common Stock, par value $0.01 per share 28.2K Direct F1, F2
transaction APAM Restricted Share Units Award $0 +14.1K +62.69% $0.00 36.6K Feb 15, 2024 Class A Common Stock, par value $0.01 per share 14.1K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").
F2 Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.
F3 Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.