Enrique Miguez - Feb 15, 2024 Form 4 Insider Report for CARNIVAL PLC (CUK)

Role
General Counsel
Signature
/s/ Enrique Miguez
Stock symbol
CUK
Transactions as of
Feb 15, 2024
Transactions value $
-$138,602
Form type
4
Date filed
2/20/2024, 11:22 AM
Previous filing
Jan 23, 2024
Next filing
Apr 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CUK Trust Shares (beneficial Interest in Special Voting Share) Tax liability -$74.7K -4.86K -5.27% $15.37 87.3K Feb 15, 2024 Direct F1, F2
transaction CUK Trust Shares (beneficial Interest in Special Voting Share) Tax liability -$31.6K -2.06K -2.36% $15.37 85.3K Feb 15, 2024 Direct F1, F3
transaction CUK Trust Shares (beneficial Interest in Special Voting Share) Tax liability -$32.2K -2.1K -2.46% $15.37 83.2K Feb 15, 2024 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2 Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023.
F3 Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023.
F4 Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023.