| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALKS | Ordinary Shares | Options Exercise | $60,579 | +2,690 | +18% | $22.52 | 17,859 | 15 Feb 2024 | Direct | F1 |
| transaction | ALKS | Ordinary Shares | Sale | $85,676 | -2,690 | -15% | $31.85 | 15,169 | 15 Feb 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALKS | Non Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -2,690 | -12% | $0.000000 | 18,833 | 15 Feb 2024 | Ordinary Shares | 2,690 | $22.52 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/26/2023. |
| F2 | Shares subject to the stock option award vest in three equal annual installments commencing on 12/8/2022. |
EXHIBIT LIST: Exhibit 24.1 - Power of Attorney