Eric Robert Taranto - 15 Feb 2024 Form 4 Insider Report for MKS INSTRUMENTS INC (MKSI)

Role
EVP & GM, VSD
Signature
/s/ M. Kathryn Rickards, attorney-in-fact
Issuer symbol
MKSI
Transactions as of
15 Feb 2024
Net transactions value
-$206,922
Form type
4
Filing time
16 Feb 2024, 15:21:48 UTC
Previous filing
06 Feb 2024
Next filing
11 Feb 2025
SEC
View on sec.gov

Key filing fact

Eric Robert Taranto filed Form 4 for MKS INSTRUMENTS INC (MKSI) on 16 Feb 2024.

Key facts

  • This page summarizes Eric Robert Taranto's Form 4 filing for MKS INSTRUMENTS INC (MKSI).
  • 14 reported transactions and 7 derivative rows are listed below.
  • Filing timestamp: 16 Feb 2024, 15:21.

Change

  • Previous filing in this sequence was filed on 06 Feb 2024.
  • Current net transaction value: -$206,922.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+775
Change %
+8.6%
Price
Shares after
9,761
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+387
Change %
+4%
Price
Shares after
10,149
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,118
Change %
+11%
Price
Shares after
11,267
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+804
Change %
+7.1%
Price
Shares after
12,071
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,764
Change %
+15%
Price
Shares after
13,835
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+914
Change %
+6.6%
Price
Shares after
14,749
Date
15 Feb 2024
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Tax liability

Transaction value
$206,922
Shares
-1,694
Change %
-11%
Price
$122.15
Shares after
13,055
Date
15 Feb 2024
Ownership
Direct
Footnotes
F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

MKSI transaction Derivative

Restricted Stock Unit

Award

Transaction value
Shares
+2,927
Change %
+22%
Price
Shares after
15,969
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,927
Exercise price
Footnotes
F1, F3
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-775
Change %
-4.9%
Price
Shares after
15,194
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
775
Exercise price
Footnotes
F1, F4
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-387
Change %
-2.5%
Price
Shares after
14,806
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
387
Exercise price
Footnotes
F1, F5
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-1,118
Change %
-7.6%
Price
Shares after
13,688
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,118
Exercise price
Footnotes
F1, F6
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-804
Change %
-5.9%
Price
Shares after
12,884
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
804
Exercise price
Footnotes
F1, F7
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-1,764
Change %
-14%
Price
Shares after
11,120
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,764
Exercise price
Footnotes
F1, F8
MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-914
Change %
-8.2%
Price
Shares after
10,206
Date
15 Feb 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
914
Exercise price
Footnotes
F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2 These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.
F3 These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F4 These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F5 These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F6 These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F7 These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F8 These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F9 These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
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