Andres Gluski - Feb 12, 2024 Form 4 Insider Report for AES CORP (AES)

Role
President and CEO, Director
Signature
/s/ Paul Freedman, attorney-in-fact
Stock symbol
AES
Transactions as of
Feb 12, 2024
Transactions value $
-$316,068
Form type
4
Date filed
2/14/2024, 04:16 PM
Previous filing
Jan 17, 2024
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Options Exercise $5.79M +396K +25.95% $14.63 1.92M Feb 12, 2024 Direct
transaction AES Common Stock Tax liability -$6.11M -362K -18.83% $16.88 1.56M Feb 12, 2024 Direct F2
holding AES Common Stock 31.4K Feb 12, 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AES Stock Option (Right to Buy) Options Exercise $0 -396K -100% $0.00* 0 Feb 12, 2024 Common Stock 396K $14.63 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the last Form 4 filing on November 8, 2023, the reporting person acquired 301 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 13, 2024.
F2 Reflects mandatory withholding transaction with AES for the payment of the option exercise price and associated taxes. There was no transaction in the market.
F3 This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017