| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AES | Common Stock | Options Exercise | $5,794,255 | +396,053 | +26% | $14.63 | 1,922,502 | 12 Feb 2024 | Direct | |
| transaction | AES | Common Stock | Tax liability | $6,110,324 | -361,986 | -19% | $16.88 | 1,560,516 | 12 Feb 2024 | Direct | F2 |
| holding | AES | Common Stock | 31,429 | 12 Feb 2024 | By 401(k) Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AES | Stock Option (Right to Buy) | Options Exercise | $0 | -396,053 | -100% | $0.000000* | 0 | 12 Feb 2024 | Common Stock | 396,053 | $14.63 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Since the last Form 4 filing on November 8, 2023, the reporting person acquired 301 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 13, 2024. |
| F2 | Reflects mandatory withholding transaction with AES for the payment of the option exercise price and associated taxes. There was no transaction in the market. |
| F3 | This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017 |